-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OuGHwmw0V4WvAfN/jPpMo9MFQEj1kPxkJD15YjKLf2+TvroCXQSy3/5NT8M3a21X 69Y65w8bqt+UMcS5VXF1ZA== 0000919859-97-000015.txt : 19970221 0000919859-97-000015.hdr.sgml : 19970221 ACCESSION NUMBER: 0000919859-97-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970210 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAHNESTOCK VINER HOLDINGS INC CENTRAL INDEX KEY: 0000791963 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 980080034 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48859 FILM NUMBER: 97522774 BUSINESS ADDRESS: STREET 1: 20 EGLINTON AVENUE WEST STREET 2: PO BOX 2015 SUITE 1110 CITY: TOTRONTO M4R 1K8 STATE: A6 BUSINESS PHONE: 4163643397 MAIL ADDRESS: STREET 1: PO BOX 2015 SUITE 1110 STREET 2: 20 EGLINTON AVENUE WEST CITY: TORONTO ONTARIO STATE: A6 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MACKENZIE FINANCIAL CORP CENTRAL INDEX KEY: 0000919859 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 150 BLOOR ST STE M111 STREET 2: TORONTO ONTARIO CITY: M5S 3B5 STATE: A6 BUSINESS PHONE: 6177287161 MAIL ADDRESS: STREET 1: 150 BLOOR STREET STREET 2: STE M111 CITY: TORONTO ONTARIO STATE: A6 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FAHNESTOCK VINER HOLDINGS INC. (Name of Issuer) CLASS A STOCK (Title of Class of Securities) 302921101 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to a ll other provisions of the Act (however, see the Notes). Page 1 of 4 Pages CUSIP No. 302921101 Schedule 13G Page 2 of 4 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Mackenzie Financial Corporation 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Toronto, Ontario, Canada NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 1,111,700 Shares 6. SHARED VOTING POWER Nil 7. SOLE DISPOSITIVE POWER 1,111,700 Shares 8. SHARED DISPOSITIVE POWER Nil 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,111,700 Shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES.* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.9% 12. TYPE OF REPORTING PERSON * IA Schedule 13G Page 3 of 4 Item 1(a) Name of Issuer FAHNESTOCK VINER HOLDINGS INC. Item 1(b) Address of Issuer's Principal Executive Offices P.O. Box 16, Suite 1204 181 University Avenue Toronto, ON M5H 3M7 Item 2(a) Name of Person Filing Mackenzie Financial Corporation Item 2(b) Address of Principal Business Office 150 Bloor Street West, Suite M111 Toronto, Ontario M5S 3B5 Item 2(c) Citizenship Organized in Toronto, Ontario, Canada Item 2(d) Title of Class of Securities Class A Stock Item 2(e) CUSIP Number 302921101 Item 3 If this statement is filed pursuant to Rules 13d-1 (b) or 13d-2 (b), check whether the person filing is a: (a) [ ] Broker or Dealer (b) [ ] Bank (c) [ ] Insurance Company (d) [ ] Investment Company (e) [ X ] Investment Adviser (f) [ ] Employee Benefit Plan, Pension Fund or Endowment Fund (g) [ ] Parent Holding Company (h) [ ] Group Item 4 Ownership (a) Amount Beneficially Owned 1,111,700 Shares (b) Percent of Class 8.9% (c) Number of shares as to which such person has: (i) sole power to vote 1,111,700 Shares (ii) shared power to vote Nil (iii) sole power to dispose 1,111,700 Shares (iv) shared power to dispose Nil Schedule 13G Page 4 of 4 Item 5 Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. [ X ] Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person Several accounts managed by Mackenzie Financial Corporation have the right to receive dividends and the proceeds from the sale of these securities, none of which own more than 5% of the Class A stock of Fahnestock Viner Holdings Inc. Item 7 Identification and Classification of the Subsidiary Which Acquire the Security Being Reported on By the Parent Holding Company N/A Item 8 Identification and Classification of Members of the Group N/A Item 9 Notice of Dissolution of Group N/A Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Margo D. MacGougan Assistant Vice President February 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----